Australia IB Compliance Officer #157336

  • Company:
    Credit Suisse
  • Location:
  • Salary:
    negotiable / month
  • Job type:
    Full-Time
  • Posted:
    15 hours ago
  • Category:

* You will advise Australian Global Markets (GM) Equities and offshore Futures teams on procedures and policy matters to ensure the compliance with ASIC, APRA and ASX 24 rules and regulations

* You will participate on behalf of GM product compliance in local and regional matters, reviews and have direct engagement with local regulators

* You will work with senior members of the Business, both local and regional, and local Compliance teams both on and off the trading floor support the Australian Chief Compliance Officer (CCO)

* You will review marketing materials and advise on cross border business activities in accordance with Credit Suisse’s polices and regulatory obligations

* You would assist other compliance functions with tasks such as investigation, surveillance and monitoring

* You will assist in training material preparation and delivery for your coverage area including providing new starter induction training.

* Minimum of 2 years of experience in legal practice or compliance covering financial services, banking or related regulatory fields

* A Bachelor degree would be an advantage (preferred Legal, Finance or Account qualifications)

* You’re passionate about investment banking and familiar with the key compliance policies

* Your experience working in the investment banking industry would be an advantage

* You have deep understanding of Global Markets and products, and highly motivated to have further exposure in this business area.

* You are an excellent communicator and able to respond quickly to urgent time sensitive requests

* You are a team player and able to work across multiple deliverables

* You will track and advise new regulation and implementation

* You assist in identifying new and emerging risks for Credit Suisse

**Job:** **Legal & Compliance*

**Title:** *Australia IB Compliance Officer #157336*

**Location:** *Australia-NSW-Sydney*

**Requisition ID:** *157336*