Derivatives Regulatory Reporting Operations Associate

Phaxis LLC • New York County, New York, United States • Posted May 16, 2026

Position Overview

Growing Broker dealer is seeking a highly skilled Operations Regulatory Reporting Analyst to support regulatory reporting and control processes across Futures, Options, Swaps, Equities, and Fixed Income. This role ensures the firm meets all U.S. regulatory and exchange reporting obligations through accurate data, strong controls, and effective system support.
Responsibilities



  • Monitor and resolve daily regulatory reporting across CAT, CAIS, Dodd-Frank, CFTC Large Trader (Part 20), TRACE, and other regimes




  • Maintain regulatory and static data, exchange mappings, and reporting enrichment




  • Ensure compliance with Client, SEC, CFTC, OCC, NFA, and exchange requirements




  • Support regulatory change, system enhancements, and upgrades




  • Maintain procedures, controls, and regulatory inboxes




  • Identify, escala...