Fixed Income Regulatory Operations AVP

Broker dealer client is seeking a strong fixed income regulatory operations candidate to join it's reporting team.

Supports regulatory reporting and control functions for fixed income trading across U.S. Treasuries, Agencies, Corporates, and MBS. Ensures accurate and timely reporting to regulators including Client (TRACE), SEC, and MSRB by monitoring trade data, resolving exceptions, and maintaining reporting controls.

Works closely with Trading, Operations, Compliance, and Technology to investigate breaks, support audits, and implement regulatory changes.

Requirements:

3+ years of fixed income operations or regulatory reporting experience; strong knowledge of TRACE and trade lifecycle; excellent attention to detail and communication skills.