Senior Executive – Internal Audit

Key Responsibilities

Audit Execution

• Assist in performing internal audits across key functions within the insurance brokerage.
• Execute audit fieldwork including walkthroughs, control testing, and documentation of processes.
• Perform substantive and analytical procedures to evaluate control effectiveness.
• Identify control gaps, inefficiencies, and areas of operational risk.

Risk & Control Assessment

• Evaluate internal controls relating to:
• Client onboarding and KYC/AML requirements
• Premium collection and remittance
• Commission and revenue processes
• Policy issuance, endorsements, and renewals
• Claims handling processes
• Regulatory compliance and reporting

Documentation & Reporting

• Prepare high-quality working papers in accordance with internal audit standards.
• Draft preliminary audit observations wi...