Senior Officer, Operational Compliance Services | DAY 1 HMO

Senior Officer, Operational Compliance Services | DAY 1 HMO at IQ-EQ

Employment Type: Full Time

Work Location: Remote (Telecommute)

Responsibilities

• AMLCO / MLRO Reporting & Governance
  • Collect, evaluate, and review data required for AMLCO & MLRO reports for Cayman Islands entities.
  • Draft AML reports for AMLCO appointments.
  • Maintain and organize supporting data files.
  • Prepare risk assessments for AMLCO appointments.
  • Collect downstream investment activity and prepare analysis.
  • Attend board meetings to support AMLCO & MLRO.
  • Assist AMLCO in delivering AML training sessions.
  • Ensure reporting deadlines are met.
• KYC / AML Review & Testing
  • Review AML/KYC deliverables across all complexity levels.
  • Conduct investor KYC testing and recommend enhancements.
  • Validate risk assessment decisions.
  • Review CDD/EDD do...