Senior Regulatory Oversight Specialist

Vanguard • Scottsdale, AZ • Posted July 21, 2026

Position Overview

Senior Regulatory Oversight Specialist


Apply (https://vanguard.wd5.myworkdayjobs.com/en-US/vanguard_external/job/Malvern-PA/Senior-Regulatory-Oversight-Specialist_179788-1/apply)







locations

Malvern, PA

Scottsdale, AZ

Charlotte, NC






time type

Full time





posted on

Posted 14 Days Ago





job requisition id

179788




Summary

The role will conduct effective and unbiased oversight supporting the Personal Investor’s product and service offerings. The oversight expands across both crew and direct leader duties to ensure compliance with the policy and procedures set forth to support Personal Investor’s evolving product and service offerings and evolving regulatory landscape. The ideal candidate should possess a high degree of attention to detail, a lear...