Sr. Analyst, AML Framework

Major Duties

• Provides support and functional knowledge as it relates to compliance with applicable AML laws, rules and standards
• Escalates to Global AML management any regulatory compliance risks identified during testing
• Leads projects or initiatives to support the Global AML program
• Performs ongoing monitoring and reporting of key Global AML functional activities
• Provides support as requested by Global AML Management as necessary to resolve compliance issues, including actions in response to Regulatory exam and Audit findings
• Reviews assigned laws/regulations and related policies/procedures in order to understand test scripts for execution of testing
• Conducts and adequately documents testing to assess compliance with and adherence to regulations and policies/procedures
• Applies analytical skills to review information and determine potential control weaknesses or exceptions to policies/processes...