Compliance Manager, Wealth Distribution

  • Company:
    BeathChapman Pte Ltd
  • Location:
  • Salary:
    negotiable / month
  • Job type:
    Full-Time
  • Posted:
    1 day ago
  • Category:

We’re looking for a candidate to this position in an exciting company in The Finance Sector.

  • Sign off periodic and ad hoc materials (customer & advisor facing) adhering to APRA, ASIC and OAIC guidelines
  • Perform compliance assessments to identify immediate and emerging risks and develop a framework for incidents management and on-going monitoring
  • Promote a rigorous, forward thinking and practical approach to the Group’s Digital & Marketing Compliance Framework in line with regulatory changes
  • Perform targeted reviews of key risks and controls
  • Run workshops and compliance training to share learnings and best practice to both the Business and the Risk & Compliance teams
  • Lead the implementation of an effective compliance framework and operating model within Consumer Bank Compliance, contributing to the team’s credibility

  • 5 years of recent compliance, risk assurance or legal experience in Financial Service (preferably in Wealth Management)
  • Degree qualified in Business, Finance, or Legal
  • Pragmatic operator who can thrive in a highly dynamic commercial environment and to get their hands dirty
  • Can think on your feet in the best interest for the business yet whilst remaining a strong compliance mindset
  • Strong project management and F2F stakeholder influencing skills